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Gain the Skills to Start Your Financial Career

This financial services diploma qualifies you to provide financial product advice in accordance with the Australian Securities and Investments Commission (ASIC) Regulatory Guide 146 (RG146) - formerly known as Policy Statement 146 (PS146).

You'll be qualified to work in the financial services industry and provide advice under an employer's Financial Services Licence.

The Diploma of Financial Services - Financial Markets Pathway is accredited as a vocational education qualification within the Australian Qualifications Framework, and is endorsed by the Financial Services Institute of Australia (Finsia), the leading professional body in the financial services industry.

Course Subjects

There are four subjects in this financial markets course: three compulsory and one elective. The Finance and Investment Industry Financial Markets Economics Securities Derivatives and Managed Investment And either: Derivatives: Applying Theory to Practice or Analysing Financial Statements

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What You'll Learn

Broaden your knowledge of the financial services industry and gain:

• A broad understanding of the theory underpinning the finance and investment industry
• Knowledge of the financial products available to clients
• The ability to apply appropriate techniques and theoretical knowledge to industry issues
• The RG146 competencies necessary to provide financial product advice under an employer's Financial Services Licence
• The ability to assess a client's needs and recommend and implement appropriate solutions
• The skills to identify and analyse appropriate sources of economic information and data
• A network of financial services contacts

Articulation

Upon completion of this diploma course, you'll be eligible to enrol in the Graduate Certificate in Applied Finance or Graduate Diploma of Applied Finance course.

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About Kaplan Professional

Globally renowned for high-quality courses, Kaplan Professional has become the leader in financial services education in Australia by bringing together Tribeca Learning and Finsia Education - organisations that are recognised and respected for excellence in education.

Planned and delivered by leading industry practitioners, Kaplan Professional courses are nationally recognised, career-relevant and practical, and endorsed by Finsia.

Find out more about Kaplan Professional.